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Randall Brian Francis

Raymond James & Associates, Inc.

Port Charlotte, FL

CRD 4462735

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-11
FL RA APPROVED 2008-10-02
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • FL RA
    APPROVED
    Since 2008-10-02

Branch Locations

18401 Murdock Circle Suite B, Port Charlotte, FL 33948 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Port Charlotte FL 09/2008 Present
  • 09/2008 → Present
    Raymond James & Associates
    Port Charlotte, FL
Previous Registrations
  • 2008-01-01 → 2008-10-06
    Wells Fargo Clearing Services, Llc
    Punta Gorda, FL
  • 2001-11-30 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Punta Gorda, FL
    St. Louis, MO
    Punta Gorda, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-12-14
  • S63 Uniform Securities Agent State Law Examination
    2001-12-14

View on SEC IAPD

Nearby Firms

AMERIGO ASSET MANAGEMENT CORPORATION
CETERA INVESTMENT ADVISERS LLC
IDEAL RETIREMENT SOLUTIONS

Nearby Investors

TRENT TREMAYNE HUGHES
STEVEN LYNN BURKS
ROBERT ALLEN DUNCAN

Nearby Offices

AMERIGO ASSET MANAGEMENT CORPORATION · PORT CHARLOTTE, FL
CETERA INVESTMENT ADVISERS LLC · Port Charlotte, FL
IDEAL RETIREMENT SOLUTIONS · PORT CHARLOTTE, FL

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