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Randall Brian Francis

Raymond James & Associates, Inc.

Port Charlotte, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-11
FL RA APPROVED 2008-10-02
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • FL RA
    APPROVED
    Since 2008-10-02

Branch Locations

18401 Murdock Circle Suite B, Port Charlotte, FL 33948 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Port Charlotte FL 09/2008 Present
  • 09/2008 → Present
    Raymond James & Associates
    Port Charlotte, FL
Previous Registrations
  • 2008-01-01 → 2008-10-06
    Wells Fargo Clearing Services, Llc
    Punta Gorda, FL
  • 2001-11-30 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Punta Gorda, FL
    St. Louis, MO
    Punta Gorda, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-12-14
  • S63 Uniform Securities Agent State Law Examination
    2001-12-14

View on SEC IAPD

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Other Offices

AMERIGO ASSET MANAGEMENT CORPORATION · PORT CHARLOTTE, FL
CETERA INVESTMENT ADVISERS LLC · Port Charlotte, FL
IDEAL RETIREMENT SOLUTIONS · PORT CHARLOTTE, FL
PFS INVESTMENTS INC. · PORT CHARLOTTE, FL
PFS INVESTMENTS INC. · PORT CHARLOTTE, FL
IFG ADVISORY, LLC · Port Charlotte, FL
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