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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-04-10 |
| NC | RA | APPROVED | 2025-03-05 |
| VA | RA | APPROVED | 2024-05-23 |
| FL | RA | APPROVED | 2024-01-04 |
| CA | RA | APPROVED | 2024-01-03 |
| NJ | RA | APPROVED | 2024-01-03 |
| NY | RA | APPROVED | 2024-01-03 |
| CT | RA | APPROVED | 2023-08-16 |
Branch Locations
1255 South Willow Street 2Nd Floor, Manchester, NH 03103 • United States
203 Trumbull Street, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc. | Meriden | CT | 01/2014 | 04/2018 |
| Pfsi Investments Inc. | Rocky Hill | CT | 06/2018 | 09/2021 |
| Primerica Financial Services | Rocky Hill | CT | 04/2018 | 07/2021 |
| Charles Schwab & Co. Inc. | Hartford | CT | 08/2021 | 08/2023 |
| Charles Schwab Bank Ssb | Hartford | CT | 08/2021 | 08/2023 |
| Young Pharmaceuitcals- | Wethersfield | CT | 09/2012 | Present |
| Td Bank N.A. | Hartford | CT | 08/2023 | Present |
| Td Private Client Wealth Llc | Hartford | CT | 08/2023 | Present |
Young Pharmaceuitcals-not investment related, 2144 Berlin turnpike Wethersfield Ct. 06109. Skin care. 2nd shift/weekend supervisor. 10/2012. approx 40-50 hrs/mo. Hours are done only after trading hours. Assist in labeling products and supervising after hours/weekend employees. (2) Mc drummer/music consultant llc, start date 12/01/2021, Musician , Drummer Approx 0 hours during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-29 |
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