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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-07-12 |
| KS | RA | APPROVED | 2004-05-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Midwestern Financial Group | Overland Park | KS | 09/2001 | Present |
| Linsco/Private Ledger Corp. | Overland Park | KS | 05/2004 | Present |
1. 5/6/2004 - DBA ONLY - MIDWESTERN FINANCIAL GROUP - OVERLAND PARK, KS. 2. 5/6/2004 - NON-VARIABLE INSURANCE - FIXED INSURANCE - OVERLAND PARK, KS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-19 |
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