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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-04-04 |
| CA | RA | APPROVED | 2003-10-08 |
Branch Locations
1 Almaden Blvd Ste 810, San Jose, CA 95113-2215 • United States
Morgan Hill, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Campbell | CA | 09/2003 | 03/2020 |
| Ameriprise Financial Services, Llc | San Jose | CA | 03/2020 | Present |
Other Business Activities; Notre Dame San Jose High School; Board Member and Chair of Investment Committee. This is an advisory committee. Overall stewardship of Notre Dame's investments and oversight of the investment management services and direction of overall school growth and development.; 596 S. Second Street, , San Jose, CA, 95112; Investment-Related; 04/03/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-18 |
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