Frank A Carbonara

Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 04/2022
  Wells Fargo Bank
  Chicago, IL
• 02/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Chicago, IL
• 11/2016 → 04/2022
  Wells Fargo Clearing Services, Llc
  Chicago, IL
• 04/2022 → Present
  Truist Advisory Services, Inc
  Chigago, IL
• 04/2022 → Present
  Truist Investment Services, Inc.
  Chicago, IL

Previous Registrations

• 2016-06-17 → 2022-04-28
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
  Chicago, IL
  Minneapolis, MN
  Tarpon Springs, FL
  Chicago, IL
• 2010-01-13 → 2012-05-15
  J.P. Morgan Securities Llc
  Chicago, IL
  Winnetka, IL
  Oakbrook Terrace, IL
  Chicago, IL
• 2007-06-06 → 2008-10-24
  Ubs Financial Services Inc.
  Houston, TX
  Weehawken, NJ
  Chicago, IL
  St. Paul, MN

Other Businesses

RENTAL PROPERTY, INV RELATED, WHEATON, IL, 100% OWNERSHIP, START 5/1/2018, 2 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. FRANK CARBONARA TRUST POSITION: owner NATURE: Currently own investment real estate (a condo) which is occupied by a tenant, where i collect monthly rent. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/03/2011 ADDRESS: , Wheaton IL , United States DESCRIPTION: Occasional property maintenenance.

Exams

• S66 Uniform Combined State Law Examination
  2019-03-22
• S63 Uniform Securities Agent State Law Examination
  2002-05-29