Gregory Earl Heldman

Current Employers

Employment History

• 10/1990 → 09/2022
  Ehlen Heldman & Co., P.C.
  Indianapolis, IN
• 02/2008 → 10/2019
  1St Global Capital Corp.
  Indianapolis, IN
• 02/2008 → 10/2019
  1St Global Advisors, Inc.
  Indianapolis, IN
• 05/2008 → 06/2025
  Avantax Insurance Services, Inc.
  Indianapolis, IN
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Indianapolis, IN
• 10/2019 → 09/2025
  Avantax Advisory Services
  Indianapolis, IN
• 10/1990 → Present
  Ehlen Heldman & Co., P.C.
  Indianapolis, IN
• 02/2008 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Indianapolis, IN
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Indianapolis, IN
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Indianapolis, IN
• 2008-02-06 → 2019-10-25
  1St Global Advisors Inc
  Indianapolis, IN
• 2001-12-05 → 2008-04-15
  Cade Group, Inc.
  Indianapolis, IN

Other Businesses

1) EHLEN HELDMAN POSITION: ADVISOR NATURE: DBA - Marketing Names INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/16/2016 ADDRESS: Indianapolis IN 46227, United States DESCRIPTION: Financial services 2) SPEECH INBOX, INC POSITION: PRESIDENT NATURE: COMPUTER CONSULTING SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/04/2014 ADDRESS: Greenwood IN 46142, United States DESCRIPTION: PROVIDE IDEAS AND DIRECTION 3) EHC REALTY, LLC POSITION: Partner/50% Owner NATURE: Real Estate Holding; our operating companies are housed in this building. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2010 ADDRESS: 130 E Epler Ave, Suite A, Indianapolis IN 46227, United States DESCRIPTION: Property management 4) HELDMAN ENTERPRISES POSITION: PRESIDENT NATURE: INVESTMENT IN OIL WELLS INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2005 Address: DESCRIPTION: null 5) TOASTMASTERS GREENWOOD WOODMAN CLUB 681 POSITION: President NATURE: As president I am expected to lead the club in membership growth and education of our members. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2022 ADDRESS: 130 E Epler Avenue Suite A, Indianapolis IN 46227, United States DESCRIPTION: Provide club leadership, growth and education 6) EHC WEALTH ADVISORS, LLC POSITION: non-equity advisor NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 02/01/2008 ADDRESS: 130 E Epler Ave., Ste A, Indianapolis IN 46227, United States DESCRIPTION: financial and investment services 7) EHLEN HELDMAN & CO., P.C. POSITION: Non-Equity Advisor/CPA NATURE: Tax, accounting and financial services INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 10/01/1990 ADDRESS: 130 E Epler Ave., Ste A, Indianapolis IN 46227, United States DESCRIPTION: Tax and accounting review; financial and investment planning 8) NAME OF OTHER BUSINESS: SS FRANCIS & CLARE MENS CLUB; INVESTMENT RELATED: NO; ADDRESS:5901 W. OLIVE BRANCH RD GREENWOOD, IN 46143; NATURE OF BUSINESS:NON-PROFIT ; START DATE: 9/1/2026 ; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: KEEP RECORD OF FUND RAISING ACTIVITY INFLOW & OUTFLOWS/GIFTING;

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-01-10
• S65 Uniform Investment Adviser Law Examination
  2000-12-20

Designations