Hubert Estees Tuttle

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → 02/2020
  Raymond James Financial Services, Inc.
  Greenville, SC
• 01/2016 → 02/2020
  County Bank Trust
  Greenville, SC
• 03/2020 → Present
  Lpl Financial Llc
  Simpsonville, SC

Previous Registrations

• 2013-04-02 → 2014-06-02
  Lpl Financial Llc
  Greenwood, SC
  Greenville, SC
  Greenville, SC
  Fort Mill, SC
• 2009-06-29 → 2012-03-27
  Raymond James Financial Services Advisors, Inc
  Fountain Inn, SC

Other Businesses

1)3/19/20- Real estate rental- landlord- Inv. Related- at reported business location(s)-start date 9/2000- 1hr/mth. 2) 4/1/2020 - Palmetto Trust & Investment Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2020 - 20 Hours Per Month During Securities Trading. 3. 7/24/2020 - Financial Independence Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Producer - Start Date: 8/1/2020 - 10 Hour Per Month/0 Hours During Securities Trading. 4. 08/27/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 09/01/2021 - 5 Hours Per Month/1 Hour During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2002-02-11

Other Names

• H.E. (Tripp) Tuttle
• Tripp Tuttle