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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-07-30 |
| TX | RA | APPROVED | 2022-09-09 |
Branch Locations
710 12Th St S Unit 107, Arlington, VA 22202 • United States
850 N Randolph St Ste 110, Arlington, VA 22203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franklin/Templeton Distributors, Inc | St. Petersburg | FL | 01/2007 | 07/2020 |
| Templeton/Franklin Investments Services, Inc | St. Petersburg | FL | 07/2003 | 07/2020 |
| Franklin Templeton Financial Services Corp. | St. Petersburg | FL | 11/2018 | 07/2020 |
| Franklin Templeton Investments | St. Petersburg | FL | 07/2003 | 08/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Antonio | TX | 01/2021 | 08/2022 |
| Unemployed | San Antonio | TX | 09/2020 | 12/2020 |
| Bank Of America, N.A. | San Antonio | TX | 01/2021 | 08/2022 |
| J.P. Morgan Securities Llc | San Antonio | TX | 09/2022 | Present |
| Jpmorgan Chase Bank, N.A. | San Antonio | TX | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-20 |
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