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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2024-08-01 |
| FL | RA | APPROVED | 2024-05-03 |
| NJ | RA | APPROVED | 2016-01-22 |
| TX | RA | APPROVED | 2016-01-19 |
Branch Locations
West Palm Beach, FL • United States
299 Park Ave 26Th Floor, New York, NY 10171 • United States
Stowe, VT • United States
525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 01/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-29 |
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