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Donna Louise Gallo

Hightower Advisors, LLC

New York, NY

Chicago, IL

CRD 4461563

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-01-04
  • NY RA
    APPROVED
    Since 2024-01-04

Branch Locations

55 W 46Th Street Suite 2203, New York, NY 10036 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2005 06/2020
Equitable Advisors, Llc New York NY 06/2005 01/2024
Hightower Advisors Chicago IL 01/2024 Present
  • 06/2005 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 06/2005 → 01/2024
    Equitable Advisors, Llc
    New York, NY
  • 01/2024 → Present
    Hightower Advisors
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-10-16
  • S63 Uniform Securities Agent State Law Examination
    2002-10-16
Designations
  • Certified Financial Planner

View on SEC IAPD

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