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Sean Donald Wilson

Tiaa-Cref Individual & Institutional Services, LLC

Washington, DC

Bethesda, MD

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-06-21
DC RA APPROVED 2022-09-08
  • MD RA
    APPROVED
    Since 2024-06-21
  • DC RA
    APPROVED
    Since 2022-09-08

Branch Locations

1300 Eye Street Suite 300W, Washington, DC 20005 • United States

Bethesda, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Washington DC 10/2012 Present
Tiaa-Cref Individual & Institutional Services, Llc Washington DC 10/2012 Present
Previous Registrations
  • 2006-02-16 → 2008-09-29
    Ubs Financial Services Inc.
    Rockville, MD
  • 2003-03-27 → 2006-03-13
    Legg Mason Wood Walker, Incorporated
    Bethesda, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-07
S66 Uniform Combined State Law Examination 2003-03-24
S63 Uniform Securities Agent State Law Examination 2001-10-26
  • S65 Uniform Investment Adviser Law Examination
    2012-12-07
  • S66 Uniform Combined State Law Examination
    2003-03-24
  • S63 Uniform Securities Agent State Law Examination
    2001-10-26
Other Names
  • Sean Donald Wilson
  • Sean D Wilson

View on SEC IAPD

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