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Current Employers
Capital Management Investor Services, Inc.

Wausau, WI • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-07-21
  • WI RA
    APPROVED
    Since 2026-07-21

Branch Locations

Wausau, WI • United States

Wausau, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Management Investor Services, Inc. Boca Raton FL 01/2003 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-07
  • S66 Uniform Combined State Law Examination
    2002-02-07

View on SEC IAPD

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