Craig Kelly

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-06-16
NJ	RA	APPROVED	2015-01-30
TX	RA	APPROVED_RES	2015-01-29

PA RA
APPROVED

Since 2023-06-16
NJ RA
APPROVED

Since 2015-01-30
TX RA
APPROVED_RES

Since 2015-01-29

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

7501 Wisconsin Ave Wk North, Md, Bethesda, MD 20814 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	10/2014	Present
Bank Of America, N.A.	Pennington	NJ	02/2015	Present

10/2014 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
02/2015 → Present

Bank Of America, N.A.

Pennington, NJ

Previous Registrations

2008-10-20 → 2011-09-08

Fisher Investments

Vancouver, WA

Plano, TX
2004-04-15 → 2005-03-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-01-24

S66 Uniform Combined State Law Examination

2015-01-24

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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