Best Investors Account Sign in

Leticia C. Zemaitis

Ubs Financial Services Inc.

Weehawken, NJ

East Brunswick, NJ

New York, NY

CRD 4461256

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-03-24
  • NJ RA
    APPROVED
    Since 2021-03-24

Branch Locations

1000 Harbor Blvd 6Th, Weehawken, NJ 07086 • United States

East Brunswick, NJ • United States

1285 Avenue Of The Americas 20Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services New York NY 11/2010 Present
Ubs Ag New York NY 11/2010 Present
  • 11/2010 → Present
    Ubs Financial Services
    New York, NY
  • 11/2010 → Present
    Ubs Ag
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-24
S63 Uniform Securities Agent State Law Examination 2001-12-06
  • S66 Uniform Combined State Law Examination
    2021-03-24
  • S63 Uniform Securities Agent State Law Examination
    2001-12-06
Other Names
  • Leticia Conte
  • Leticia Zemaitis

View on SEC IAPD

More in Weehawken, NJ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor