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Monica Dugan

Strategic Advisers LLC

Natick, MA

Boston, MA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • MA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Natick, MA • United States

245 Summer Street, Boston, MA 02210-1129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Braintree MA 02/2014 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 02/2014 → Present
    Fidelity Brokerage Services Llc
    Braintree, MA
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2014-03-31 → 2018-07-13
    Strategic Advisers Llc
    Braintree, MA
    Framingham, MA
    Shrewsbury, MA
  • 2009-05-26 → 2014-03-03
    Td Ameritrade, Inc.
    Boston, MA
    Boston, MA
    Burlington, MA
    Boston, MA
  • 2009-05-26 → 2014-03-03
    Td Ameritrade Investment Management, Llc
    Braintree, MA
    Boston, MA
    Boston, MA
    Boston, MA
  • 2001-11-09 → 2009-04-07
    Ameriprise Financial Services, Llc
    Boca Raton, FL
    Miami, FL
Other Businesses

OBA-127043|OrgNmn:MAR Roosevelt Holdings LLC|Org Addr:Hollywood,Florida,US|OBA Nature:One Property that is seasonall|Invst Rel:Y|Title:LLC Registered Agent|Duties:Seasonally renting to snowbirds. Annual Property maintence check.|StrtDt:01-01-26|TotHrs/mon:1|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-09
  • S66 Uniform Combined State Law Examination
    2003-08-09
Designations
Other Names
  • Monica Andrea Rivas
  • Monica Andrea Rivas
  • Monica Andrea Dugan

View on SEC IAPD

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