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John Albert Windham

Raymond James Financial Services Advisors, Inc

Deridder, LA

CRD 4461139

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-01-25
  • LA RA
    APPROVED
    Since 2024-01-25

Branch Locations

1620 N. Pine St., Deridder, LA 70634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Deridder LA 09/2014 11/2020
Lpl Financial Llc Deridder LA 11/2020 01/2024
Stratos Wealth Partners, Ltd Deridder LA 11/2020 07/2022
Hibernia Wealth Management Deridder LA 07/2022 01/2024
Raymond James Financial Services Advisors, Inc Deridder LA 01/2024 Present
Investment Partners Of Acadiana Lafayette LA 01/2024 Present
  • 09/2014 → 11/2020
    Voya Financial Advisors
    Deridder, LA
  • 11/2020 → 01/2024
    Lpl Financial Llc
    Deridder, LA
  • 11/2020 → 07/2022
    Deridder, LA
  • 07/2022 → 01/2024
    Hibernia Wealth Management
    Deridder, LA
  • 01/2024 → Present
    Deridder, LA
  • 01/2024 → Present
    Investment Partners Of Acadiana
    Lafayette, LA
Previous Registrations
Other Businesses

(1)Name of Business: JPML, L.L.C. Address: 1107 Broad St., Deridder, LA, 70634-2420, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 09/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Windham & Reed CPA, L.L.C. Address: 1620 N Pine St, Deridder, LA, 70634-2420, United States Activity Type: Accounting/CPA Position/Title: Partner Investment Related: No Start Date: 12/17/1979 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41-80 Description of duties: Preparing taxes, conducting governmental audits, other activities relating to accounting (3)Name of Business: Windham Enterprises, L.L.C. Address: 1620 N Pine St, Deridder, LA, 70634-2420, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2003 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own the building personally that Windham & Reed CPA, L.L.C. operates out of, I charge Windham & Reed CPA, L.L.C. rent for the use of the building

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-27
  • S65 Uniform Investment Adviser Law Examination
    2017-09-27

View on SEC IAPD

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