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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-08-01
CA RA APPROVED 2002-01-04
  • TX RA
    APPROVED_RES
    Since 2013-08-01
  • CA RA
    APPROVED
    Since 2002-01-04

Branch Locations

225 W Santa Clara St Ste 1600, San Jose, CA 95113-1723 • United States

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Campbell CA 08/2005 03/2020
Ameriprise Financial Services, Llc San Jose CA 03/2020 Present
Other Businesses

Board of Directors; Mission Valley Chorus; Team Coordinator; 14501 Oak Street, , Saratoga, CA, 95070; Not Investment-Related; 05/01/2022; 10 to 19 hours per month; 0 during trading hours / Rotary Club of San Jose Board; Board Member; 1690 Senter Road, , San Jose, CA, 95112; Not Investment-Related; 03/03/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Central YMCA; Water Aerobics Instructor - teach water aerobics; ; 1717 The Alameda, , San Jose, CA, 95126; Not Investment-Related; 09/08/2021; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-29
  • S66 Uniform Combined State Law Examination
    2001-12-29
Designations

View on SEC IAPD

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