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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-12-09 |
| FL | RA | APPROVED | 2024-01-23 |
| PA | RA | APPROVED | 2022-03-29 |
| TX | RA | APPROVED_RES | 2021-03-22 |
| MD | RA | APPROVED | 2019-07-17 |
Branch Locations
7 Park Avenue, Gaithersburg, MD 20877 • United States
2009 Mackenzie Way Ste 100, Cranberry Township, PA 16066 • United States
51 W 84Th Ave Ste 210, Thornton, CO 80260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Rockville | MD | 05/2015 | 07/2019 |
| Mml Investors Services, Llc | Rockville | MD | 09/2015 | 07/2019 |
| Lpl Financial Llc | Gaithersburg | MD | 07/2019 | Present |
1)07/16/2019 - DC LLC - Business Entity For Tax/Investment Purposes Only - inv rel - at reported business location - start: 07/2012. 2)07/16/2019 - Highlander Financial Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 07/2012 3)07/16/2019 - HIGHLANDER SPORTS LLC - Business Owner - non-inv rel - Washington, DC - start: 01/2015 4) 09/30/2019 - No business name - Investment related - At reported business location(s) - Non-Variable Insurance - start date:12/01/2001 - 1 hr/mo - 1 hr during trading. 5) 12/8/2020 - Highlander Real Estate Management - Investment Related - 7 Park Ave. Gaithersburg, MD 20877 - Real Estate Rental - Owner - Started 01/21/2020 - 1 Hour Per Month During Securities Trading. 6) 09/15/2025 - Susquehanna Wealth Assurance Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:09/08/2025 - 1 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-25 |
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