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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-12-09
FL RA APPROVED 2024-01-23
PA RA APPROVED 2022-03-29
TX RA APPROVED_RES 2021-03-22
MD RA APPROVED 2019-07-17
  • CO RA
    APPROVED
    Since 2024-12-09
  • FL RA
    APPROVED
    Since 2024-01-23
  • PA RA
    APPROVED
    Since 2022-03-29
  • TX RA
    APPROVED_RES
    Since 2021-03-22
  • MD RA
    APPROVED
    Since 2019-07-17

Branch Locations

7 Park Avenue, Gaithersburg, MD 20877 • United States

2009 Mackenzie Way Ste 100, Cranberry Township, PA 16066 • United States

51 W 84Th Ave Ste 210, Thornton, CO 80260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Rockville MD 05/2015 07/2019
Mml Investors Services, Llc Rockville MD 09/2015 07/2019
Lpl Financial Llc Gaithersburg MD 07/2019 Present
Previous Registrations
Other Businesses

1)07/16/2019 - DC LLC - Business Entity For Tax/Investment Purposes Only - inv rel - at reported business location - start: 07/2012. 2)07/16/2019 - Highlander Financial Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 07/2012 3)07/16/2019 - HIGHLANDER SPORTS LLC - Business Owner - non-inv rel - Washington, DC - start: 01/2015 4) 09/30/2019 - No business name - Investment related - At reported business location(s) - Non-Variable Insurance - start date:12/01/2001 - 1 hr/mo - 1 hr during trading. 5) 12/8/2020 - Highlander Real Estate Management - Investment Related - 7 Park Ave. Gaithersburg, MD 20877 - Real Estate Rental - Owner - Started 01/21/2020 - 1 Hour Per Month During Securities Trading. 6) 09/15/2025 - Susquehanna Wealth Assurance Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:09/08/2025 - 1 Hrs/Mth - 1 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-29
S63 Uniform Securities Agent State Law Examination 2002-01-25
  • S65 Uniform Investment Adviser Law Examination
    2009-04-29
  • S63 Uniform Securities Agent State Law Examination
    2002-01-25
Other Names
  • Casey Craig

View on SEC IAPD

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