Benjamin Wayne Deist

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2005 → 01/2017
  Primerica Financial Services
  Houston, TX
• 03/2013 → 03/2017
  Gracesoft
  Houston, TX
• 04/2017 → 09/2022
  Edward Jones
  St Louis, MO
• 10/2022 → Present
  Lpl Financial Llc
  Missouri City, TX

Previous Registrations

• 2017-05-31 → 2022-10-06
  Edward Jones
  Rosenberg, TX
  St Louis, MO
  Sugar Land, TX
  Sugar Land, TX
• 2015-11-02 → 2017-03-09
  Pfs Investments Inc.
  Burnsville, MN
  Houston, TX
• 2013-11-15 → 2013-12-31
  Pfs Investments Inc.
  Burnsville, MN
  Moorhead, MN
  Burnsville, MN
  Moorehead, MN
  Burnsville, MN

Other Businesses

1- 10/2022 / Sienna Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / Missouri City, TX 2- 03/07/2024 - Benjamin Deist - Non-Inv Related - Sugar Land, TX - Other - Debt Consulting - Started: 2/26/2024 - 2 Hrs/Mo; 1 Hr During Trading. 3) 03/18/2025 - Compounding Faith Financial - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 03/21/2025 - 160 Hrs/Mth - 160 Hrs During Trading. 4) 03/25/2025 - Compounding Faith Media - Not Investment Related - Other - Media - At Reported Business Location(s) - Start date : 03/20/2025 - 45 Hrs/Mth - 1 Hrs During Trading. 5) 04/16/2025 - Compounding Faith Initiative Inc - Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date: 04/15/2025 - 45 Hrs/Mth - 35 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-12-22
• S63 Uniform Securities Agent State Law Examination
  2001-11-02