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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-07
NC RA APPROVED 2025-02-10
  • TX RA
    APPROVED
    Since 2025-03-07
  • NC RA
    APPROVED
    Since 2025-02-10

Branch Locations

3731 Latrobe Drive, Suite 200, Charlotte, NC 28211 • United States

3731 Latrobe Drive, Suite 200, Charlotte, NC 28211 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vicus Capital, Inc. (Formerly Pfg Financial Advisors) State College PA 07/2009 02/2025
Cetera Advisor Networks Llc El Segundo CA 09/2013 02/2025
Lpl Financial Llc Charlotte NC 02/2025 Present
  • 07/2009 → 02/2025
    Vicus Capital, Inc. (Formerly Pfg Financial Advisors)
    State College, PA
  • 09/2013 → 02/2025
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 02/2025 → Present
    Charlotte, NC
Previous Registrations
  • 2009-08-04 → 2025-02-11
    Charlotte, NC
  • 2006-04-03 → 2009-08-04
    Walnut Street Securities, Inc.
    Charlotte, NC
  • 2004-09-02 → 2006-01-03
    First Horizon Advisors, Inc.
    Nashville, TN
  • 2003-01-09 → 2003-07-09
    Osaic Fa, Inc.
    Charlotte, NC
Other Businesses

1- 01/2025 / Tucker Boynton Financial Group / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 01/2025 / Tucker Boynton Financial Group / Non-Variable Insurance / Investment Related / 160 hrs mth / 8 hrs during trading / Charlotte NC / Start date: 12/01/2005 3- 01/2025 / Lyndhurst Associates LLC / Real Estate Rental / 10 hrs mth / 1 hr during trading / Charlotte NC / Start date: 2/20/2021 4- 01/2025 / Tucker Boynton Company / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business 5- 01/2025 / J&S Capital Investments LLC / Business Entity For Tax/Investment Purposes Only / Not Investent Related / Charlotte NC / Start date: 02/01/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-06
S63 Uniform Securities Agent State Law Examination 2001-12-29
  • S66 Uniform Combined State Law Examination
    2003-01-06
  • S63 Uniform Securities Agent State Law Examination
    2001-12-29
Other Names
  • Steve Boynton
  • Mark Stephen Boynton
  • Mark Stephen Boynton Jr
  • Mark Steve Boynton Jr

View on SEC IAPD

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