Jorge Armando Soriano

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 06/2017
  Dimensional Fund Advisors
  Santa Monica, CA
• 06/2017 → 03/2022
  Adviceperiod, Llc
  Los Angeles, CA
• 03/2022 → 08/2025
  Mariner Platform Solutions
  Los Angeles, CA
• 08/2025 → Present
  Mariner
  Overland Park, KS

Previous Registrations

• 2022-03-01 → 2025-08-19
  Mariner Independent
  Los Angeles, CA
• 2017-07-05 → 2022-03-30
  Adviceperiod, Llc
  Los Angeles, CA
• 2016-12-19 → 2017-06-16
  Dimensional Fund Advisors Lp
  Santa Monica, CA
  Austin, TX
• 2010-05-20 → 2015-08-07
  Usa Asset Management, Llc
  Plano, TX
• 2008-11-21 → 2009-06-05
  The Mutual Fund Store
  Tucson, AZ
• 2008-07-14 → 2008-10-23
  The Mutual Fund Store
  Overland Park, KS
• 2007-08-28 → 2008-06-17
  Ameriprise Financial Services, Llc
  Newport Beach, CA

Other Businesses

Rental property; not investment related; landlord; start date: 8/1/25; 2 hours /month, 0 during trading hours

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-12-21
• S66 Uniform Combined State Law Examination
  2007-08-27

Other Names

• Jorge A Soriano