Tristin Michelle Hotaling

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-09-30
NY	RA	APPROVED	2021-04-16

TX RA
APPROVED_RES

Since 2022-09-30
NY RA
APPROVED

Since 2021-04-16

Branch Locations

26 Century Hill Dr Ste 302, Latham, NY 12110-2128 • United States

Ballston Lake, NY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Mechanicville	NY	09/2014	03/2020
Ameriprise Financial Services, Llc	Malta	NY	03/2020	Present

09/2014 → 03/2020

Ameriprise Financial Services, Inc.

Mechanicville, NY
03/2020 → Present

Ameriprise Financial Services, Llc

Malta, NY

Previous Registrations

2011-01-19 → 2014-06-30

Goldman Sachs Wealth Services, L.P.

Latham, NY
2010-09-07 → 2010-11-24

Valic Financial Advisors, Inc.

Lakewood, CO
2006-10-03 → 2009-09-03

Ameriprise Financial Services, Llc

Dedham, MA

Boston, MA

Charlestown, MA

Other Businesses

Real Estate Ownership; Single Family; 19 Church StreetLincoln, NH 03251, ,; Investment-Related; 11/01/2014 / Commercial; 60 Main Street Unit #1Plymouth, NH, ,; Investment-Related; 10/01/2008. Outside Employment; Yoga Instructor; Owner; I teach outdoor yoga classes in the summer months in the evenings after work. During the winter months I teach indoors at a studio on the weekends.; 2019 Maple Ave, , Charlton, NY, 12019; Not Investment-Related; 07/07/2023; 10 to 19 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-02-01

S66 Uniform Combined State Law Examination

2002-02-01

View on SEC IAPD