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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| IN | RA | APPROVED | 2019-06-19 |
Branch Locations
10194 Crosspoint Boulevard Suite # 100, Indianapolis, IN 46256 • United States
1671 S Us Hwy 231, Crawfordsville, IN 47933 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial | Indianapolis | IN | 09/2001 | 05/2019 |
| Foresters Advisory Services Llc | Indianapolis | IN | 09/2013 | 05/2019 |
| Perry Township Education Foundation | Indianapolis | IN | 10/2015 | Present |
| Cetera Investment Services Llc | Indianapolis | IN | 05/2019 | Present |
| Cetera Investment Advisers Llc | Indianapolis | IN | 06/2019 | Present |
1) PERRY TOWNSHIP EDUCATION FOUNDATION. 1 HR/WK ORGANIZATION OF GRANTS 2) YOUTH SOCCER CLUB (INDY PREMIER SOCCER CLUB), AT LARGE MEMBER OF BOARD OF DIRECTORS, HELP WITH VARIOUS TOURNAMENTS, WEEKEND GAMES, CLUB GOALS, ATTEND VARIOUS FUND RAISING EVENTS THROUGHOUT THE YEAR, PARENT LIASON TO CLUB DIRECTOR, REVIEW OF POLICIES AND PROCEDURES FOR CLUB, 1-2/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-24 |
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