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Current Employers
Hfg Wealth Management, Llc

1790 Hughes Landing Blvd Suite 575, The Woodlands, TX 77380 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-03
  • TX RA
    APPROVED
    Since 2026-06-03

Branch Locations

1790 Hughes Landing Blvd Suite 575, The Woodlands, TX 77380 • United States

Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-30
  • TX RA
    APPROVED
    Since 2025-10-30

Branch Locations

Willis, TX • United States

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hfg Wealth Management, Llc The Woodlands TX 05/2026 Present
Hfg Wealth Management, Llc The Woodlands TX 07/2016 02/2018
Bellatore Financial, Inc. San Jose CA 06/2018 01/2019
Self-Employed Conroe TX 03/2018 05/2018
Waterside Wealth Advisors, Llc Conroe TX 06/2020 12/2023
Self-Employed Conroe TX 02/2019 05/2020
Hfg Wealth Management, Llc The Woodlands TX 10/2023 10/2025
Align Investment Research, Llc Willis TX 07/2024 10/2025
Carson Group Willis TX 10/2025 04/2026
Cwm, Llc Omaha NE 10/2025 05/2026
Carson Group Willis TX 04/2026 05/2026
  • 05/2026 → Present
    The Woodlands, TX
  • 07/2016 → 02/2018
    The Woodlands, TX
  • 06/2018 → 01/2019
    San Jose, CA
  • 03/2018 → 05/2018
    Self-Employed
    Conroe, TX
  • 06/2020 → 12/2023
    Waterside Wealth Advisors, Llc
    Conroe, TX
  • 02/2019 → 05/2020
    Self-Employed
    Conroe, TX
  • 10/2023 → 10/2025
    The Woodlands, TX
  • 07/2024 → 10/2025
    Align Investment Research, Llc
    Willis, TX
  • 10/2025 → 04/2026
    Carson Group
    Willis, TX
  • 10/2025 → 05/2026
    Omaha, NE
  • 04/2026 → 05/2026
    Carson Group
    Willis, TX
Previous Registrations
  • 2023-11-03 → 2025-11-03
    The Woodlands, TX
  • 2024-08-20 → 2025-10-22
    Align Investment Research, Llc
    Willis, TX
  • 2020-07-10 → 2023-12-31
    Waterside Wealth Advisors, Llc
    Conroe, TX
    Conroe, TX
  • 2022-10-06 → 2023-02-01
    Casselberry, FL
    Willis, TX
  • 2018-07-05 → 2019-01-03
    The Woodlands, TX
  • 2017-09-11 → 2018-03-09
    The Woodlands, TX
  • 2014-05-13 → 2015-06-09
    Bok Financial Asset Management, Inc.
    Houston, TX
  • 2014-09-17 → 2015-05-28
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
  • 2012-07-02 → 2012-10-26
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    San Diego, CA
  • 2011-08-09 → 2012-07-02
    First Allied Securities, Inc.
    San Diego, CA
  • 2009-09-21 → 2011-06-14
    San Diego, CA
  • 2008-07-25 → 2009-09-23
    National Planning Corporation
    Denver, CO
  • 2006-09-18 → 2006-10-13
    Denver, CO
    Denver, CO
    Lakewood, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-15
S63 Uniform Securities Agent State Law Examination 2002-01-18
  • S65 Uniform Investment Adviser Law Examination
    2006-09-15
  • S63 Uniform Securities Agent State Law Examination
    2002-01-18
Designations
Other Names
  • Kevin Bruce
  • Kevin Gregory Bruce

View on SEC IAPD

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