Michele Yvette Bergeron

Employer firm

Lee Financial Company, LLC CRD 105910

$1.68B regulatory AUM 4 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 08/2018
  Jp Morgan Securities
  Dallas, TX
• 06/2018 → Present
  La Fitness
  Dallas, TX
• 08/2018 → 01/2020
  Lake Point Wealth Management
  Rockwall, TX
• 01/2020 → Present
  Lee Financial Company, Llc
  Dallas, TX

Previous Registrations

• 2018-08-21 → 2020-01-29
  Lake Point Wealth Management, Llc
  Heath, TX
• 2015-11-09 → 2018-08-14
  J.P. Morgan Securities Llc
  Dallas, TX
  Dallas, TX
  Dallas, TX
• 2006-11-02 → 2007-04-13
  Ameriprise Financial Services, Llc
  Dallas, TX
• 2001-12-05 → 2006-09-29
  Ameriprise Financial Services, Llc
  Southlake, TX
  Dallas , TX

Other Businesses

ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: LA FITNESS POSITION: SPIN INSTRUCTOR START DATE: 6/22/2018 ADDRESS: 5500 Dallas, TX DETAILS: TEACHING SPIN CYCLING CLASSES. HOURS DEDICATED (per month unless otherwise indicated) OUTSIDE TRADING HOURS: 7 HOURS DURING TRADING: 0 INVESTMENT RELATED: NO

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-11-06
• S66 Uniform Combined State Law Examination
  2001-12-04

Designations

• Certified Financial Planner

Other Names

• Michele Yvette Bergeron
• Michele Yvette Bergeron