Jamie Lee Jochum

Employer firm

Gradient Securities, LLC CRD 127701

$608M regulatory AUM 251 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 08/2017
  The Prudential Insurance Company Of America
  Plymouth, MN
• 04/2014 → 08/2017
  Pruco Securities, Llc
  Plymouth, MN
• 08/2017 → 06/2019
  Ameriprise Financial Services Inc
  Minneapolis, MN
• 06/2019 → Present
  Gradient Securities, Llc
  Arden Hills, MN

Previous Registrations

• 2017-09-11 → 2019-06-27
  Ameriprise Financial Services, Llc
  Minneapolis, MN
• 2014-04-22 → 2014-04-22
  Pruco Securities, Llc.
  Plymouth, MN
  Plymouth, MN
  Newark, NJ
  Plymouth, MN
• 2013-11-21 → 2014-03-26
  Cetera Wealth Services, Llc
  Maple Grove, MN
• 2013-01-22 → 2013-02-12
  Edward Jones
  St Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2013-01-17

Designations

• Certified Financial Planner