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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2010-01-01 |
Branch Locations
Zonamerica Ruta 8, Km 17,500 Edificio @ 1, Office 301, Cp 91600, Montevideo • Uruguay
Maldonado • Uruguay
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs International Inc. | Miami | FL | 09/2003 | 01/2025 |
| Ubs Financial Services Inc. | Miami | FL | 01/2010 | 01/2025 |
| Ubs Financial Services Inc. | Montevideo | 01/2025 | Present |
CLS ADVISORS LTD. / MARCY BUILDING 2 FLOOR PURCELL ESTATE PO BOX 2416,ROAD TOWN TORTOLA 2416 / SOLE PROPRIETORSHIP/ FINANCIAL (CONSUMER & INVESTMENT SERVICES) / INVERSIONES / SOLE PROPRIETORSHIP / / DUENIO TOMAR DECISIONES / START DATE 07/01/2011. 2)THE SURFER TRUST / FLEMMING HOUSE WICKHAMS CAY P.O.BOX 662,ROAD TOWN TORTOLA VG1110 / TRUST/ OTHER FIDEICOMISO DE INVERSION / INVERSIONES FINANCIERAS / DONANTE Y DIRECTOR / DIRECTOR / START DATE 8/1/2012 3)BEST OF CALLE OCHO LLC / 1329SW 8 STREET MIAMI,FLORIDA 33 / COMPANY/ REAL ESTATE / DUENIA DE 1 EDIFICIO / PARTNER / / SOCIO - DUENIO / START DATE 12/17/2014 4)Best Peacock Inn LLC / 3669 Ponciana avenue Coconut Grove,florida 33133 / Other/ Real Estate / Renatl Building / Partner / / N/A / Start Date 10/5/15 LLC /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-01 |
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