Livia Roxana Corla

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → Present
  Bank Of America, N.A.
  Miami, FL
• 07/2005 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL

Previous Registrations

• 2005-05-31 → 2005-07-22
  Citigroup Global Markets Inc.
  Richmond, VA
• 2004-11-19 → 2005-05-19
  Citicorp Investment Services
  Miami, FL

Other Businesses

I*: 2149277Entity Type: For ProfitName of OBA: Poplar EscapeAddress: Clyde, NC 28721Investment Related: NoPosition, Title, Association: General Partner/Managing Member,OwnerEmployee Start Date: 04/01/2025Number of Hours: 2 hrs mthlyNumber of Hours during trading: 0Duties: Forming LLC in order to hold property that I intend to rent out in the future I*2244258, Entity Type Entity For Profit, Name of OBA: Top of Our World Address: ClydeNorth Carolina28721 Investment Related: No Position, Title, Association: General Partner/Managing Member,Owner Employee Start Date: 04/01/2025No Hours: 2 monthly No Hours during trading:0 Duties: Forming LLC to hold property that I intend to rent out in the future I*2244259, Entity Type Entity For Profit, Name of OBA: Fines Creek Escape Address: ClydeNorth Carolina28721 Investment Related: No Position, Title, Association: General Partner/Managing Member,Owner Employee Start Date:04/01/2025 No Hours: 2 monthly No Hours during trading: 0 Duties:Forming LLC to hold property that I intend to rent in the future I*2721268, Entity Type: , Name of OBA: E L G, Address: Coral Gables, Florida, 33134, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 09/02/2025, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2721269, Entity Type: , Name of OBA: S S, Address: Boca Raton, Florida, 33496, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 09/02/2025, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2721270, Entity Type: , Name of OBA: The S S Revocable Trust, Address: Boca Raton, Florida, 33496, Investment Related: N, Position, Title, Association: Successor Trustee, Employee State Date: 09/02/2025, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2722272, Entity Type: , Name of OBA: A E C, Address: Coral Gables, Florida, 33134, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 09/02/2025, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2004-07-29

Other Names

• Roxana Corla
• Roxana Corla