Stephanie Camille Dalton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1995 → 05/2022
  Wells Fargo Bank, N.A.
  Los Angeles, CA
• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Los Angeles, CA
• 11/2016 → 05/2022
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
• 06/2022 → 07/2025
  Morgan Stanley
  Greenwood Village, CO
• 06/2022 → 07/2025
  Morgan Stanley Private Bank, N.A.
  Greenwood Village, CO
• 08/2025 → Present
  Vectra Bank
  Denver, CO
• 09/2025 → Present
  Lpl Financial
  Denver, CO

Previous Registrations

• 2022-06-17 → 2025-06-12
  Morgan Stanley
  Park City, UT
  Loveland, CO
  Colorado Springs, CO
  Boulder, CO
  Casper, WY
  Denver, CO
  Pueblo, CO
  Holladay, UT
  Sheridan, WY
  Salt Lake City, UT
  Greenwood Village, CO
  Denver, CO
  Provo, UT
  Durango, CO
• 2011-01-03 → 2022-06-06
  Wells Fargo Clearing Services, Llc
  Beverly Hills, CA
  Minneapolis, MN
  Los Angeles, CA
  Beverly Hills, CA
  Charlotte, NC
  Los Angeles, CA
  Newport Beach, CA
  Irvine, CA
  Greenwood Village, CO
  Denver, CO
  Minneapolis, MN
  Denver, CO
  Tarpon Springs, FL
• 2002-01-29 → 2011-01-03
  Wells Fargo Investments, Llc
  Encino, CA
  Beverly Hills, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Studio City, CA

Other Businesses

1. investment products and services are offered through LPL Financial LLC using the DBA/trade name Zions Wealth Advisors - Investment Related - At Reported Business Location(s) - start date: 08/2025 2. 08/2025 - Vectra Bank - Financial Institution Duty - Investment Related - 160 Hrs/Mth - 08 Hrs During Trading - Denver, CO 80237 - OBA start date: 08/04/2025

Exams

• S66 Uniform Combined State Law Examination
  2001-12-27