Joanne Liao Kuy

Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-01-23
CA	RA	APPROVED	2005-02-02

TX RA
APPROVED_RES

Since 2022-01-23
CA RA
APPROVED

Since 2005-02-02

Branch Locations

4000 Macarthur Blvd 10Th Floor, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Ayco Company, L.P./Mercer Allied	Irvine	CA	09/2001	01/2021
Ayco/Goldman Sachs & Co. Llc	Irvine	CA	01/2021	Present

09/2001 → 01/2021

The Ayco Company, L.P./Mercer Allied

Irvine, CA
01/2021 → Present

Ayco/Goldman Sachs & Co. Llc

Irvine, CA

Other Businesses

Investment Committee Member of St. Margaret of Scotland Episcopal School, a non-profit educational institution. Organization operates out of San Juan Capistrano, CA. Organization is not primarily engaged in investment-related activity. Start Date: September 23, 2024. Four hours per year. Duties include serving on the Investment Committee of the school.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-05-10

S66 Uniform Combined State Law Examination

2002-05-10

Other Names

Joanne Liao
Joanne Liao Kuy

View on SEC IAPD