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Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2017-10-11
  • WI RA
    APPROVED
    Since 2017-10-11

Branch Locations

417 E. Chicago Street, Milwaukee, WI 53202 • United States

Caledonia, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Distributors, Inc. Carmel IN 01/2014 09/2017
Wells Fargo Funds Distributor, Llc Menomonee Falls WI 09/2017 10/2021
Wells Fargo Funds Management, Llc Menomonee Falls WI 09/2017 10/2021
Allspring Funds Management, Llc Menomonee Falls WI 11/2021 Present
Allspring Funds Distributor, Llc Menomonee Falls WI 08/2025 Present
  • 01/2014 → 09/2017
    American Funds Distributors, Inc.
    Carmel, IN
  • 09/2017 → 10/2021
    Wells Fargo Funds Distributor, Llc
    Menomonee Falls, WI
  • 09/2017 → 10/2021
    Wells Fargo Funds Management, Llc
    Menomonee Falls, WI
  • 11/2021 → Present
    Menomonee Falls, WI
  • 08/2025 → Present
    Allspring Funds Distributor, Llc
    Menomonee Falls, WI
Previous Registrations
  • 2003-06-03 → 2003-06-03
    Cuso Financial Services, L.P.
    Racine, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-07
  • S66 Uniform Combined State Law Examination
    2001-12-07
Other Names
  • Christopher Michael Miller

View on SEC IAPD

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