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1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2017-10-11 |
Branch Locations
417 E. Chicago Street, Milwaukee, WI 53202 • United States
Caledonia, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Funds Distributors, Inc. | Carmel | IN | 01/2014 | 09/2017 |
| Wells Fargo Funds Distributor, Llc | Menomonee Falls | WI | 09/2017 | 10/2021 |
| Wells Fargo Funds Management, Llc | Menomonee Falls | WI | 09/2017 | 10/2021 |
| Allspring Funds Management, Llc | Menomonee Falls | WI | 11/2021 | Present |
| Allspring Funds Distributor, Llc | Menomonee Falls | WI | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-07 |
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