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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-06-29
  • MA RA
    APPROVED
    Since 2018-06-29

Branch Locations

200 5Th Ave Suite 4010, Waltham, MA 02451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Capital Corporation Lynnfield MA 02/2015 10/2016
Cetera Advisors Llc Denver CO 10/2016 12/2017
Fixed Insurance With Various Companies Denver CO 07/2016 12/2017
J. Marshall Associates Or J. Marshall Associates Insurance Servi Fall River MA 02/2015 12/2017
Lpl Financial, Llc Waltham MA 01/2018 Present
Integrated Wealth Concepts Llc Waltham MA 01/2018 Present
  • 02/2015 → 10/2016
    Investors Capital Corporation
    Lynnfield, MA
  • 10/2016 → 12/2017
    Cetera Advisors Llc
    Denver, CO
  • 07/2016 → 12/2017
    Fixed Insurance With Various Companies
    Denver, CO
  • 02/2015 → 12/2017
    J. Marshall Associates Or J. Marshall Associates Insurance Servi
    Fall River, MA
  • 01/2018 → Present
    Lpl Financial, Llc
    Waltham, MA
  • 01/2018 → Present
    Waltham, MA
Previous Registrations
  • 2016-10-03 → 2017-12-19
    Cetera Advisors Llc
    Fall River, MA
  • 2005-01-12 → 2016-10-03
    Investors Capital Corp.
    Lynnfield, MA
    Lynnfield, MA
    Fall River, MA
    Lynnfield, MA
    Lynnfield, MA
    Lynnfield, MA
  • 2002-12-13 → 2004-12-31
    Eastern Point Advisors Inc.
    Lynnfield, MA
Other Businesses

1. 01/02/2018 - UNIVERSAL INSURANCE SERVICES/ NON-VARIABLE INSURANCE/ 100%/ WALTHAM, MA 2. 01/02/2018 - INTEGRATED FINANCIAL PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ WALTHAM, MA 3. 1/5/2018 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 1/02/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 4. 1/5/2018 - Integrated Wealth Concepts LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 01/02/2018 - 160 Hours Per Month/8 Hours During Securities Trading - 100% Time Spent - I provide investment advisory services through Integrated Wealth Concepts LLC, an independent investment advisor firm. I started this business activity in 01/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 4/13/2018 - Non-Variable Insurance - Non-Investment Related - At Reported Business Location(s) - - Agent - Started 04/05/2018 - 10 Hours Per Month/2 Hours During Securities Trading. 6. 05/2019: INTEGRATED FINANCIAL PARTNERS - INV REL - HYBRID RIA - SERVICES PROVIDED UNDER INTEGRATED PARTNERS DBA 7. 08/29/2019 - Integrated Partners - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:06/04/2019 - 5 hrs/mo - 0 hrs during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-14
S63 Uniform Securities Agent State Law Examination 2002-03-08
  • S65 Uniform Investment Adviser Law Examination
    2002-11-14
  • S63 Uniform Securities Agent State Law Examination
    2002-03-08

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