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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2018-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Capital Corporation | Lynnfield | MA | 02/2015 | 10/2016 |
| Cetera Advisors Llc | Denver | CO | 10/2016 | 12/2017 |
| Fixed Insurance With Various Companies | Denver | CO | 07/2016 | 12/2017 |
| J. Marshall Associates Or J. Marshall Associates Insurance Servi | Fall River | MA | 02/2015 | 12/2017 |
| Lpl Financial, Llc | Waltham | MA | 01/2018 | Present |
| Integrated Wealth Concepts Llc | Waltham | MA | 01/2018 | Present |
1. 01/02/2018 - UNIVERSAL INSURANCE SERVICES/ NON-VARIABLE INSURANCE/ 100%/ WALTHAM, MA 2. 01/02/2018 - INTEGRATED FINANCIAL PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ WALTHAM, MA 3. 1/5/2018 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 1/02/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 4. 1/5/2018 - Integrated Wealth Concepts LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 01/02/2018 - 160 Hours Per Month/8 Hours During Securities Trading - 100% Time Spent - I provide investment advisory services through Integrated Wealth Concepts LLC, an independent investment advisor firm. I started this business activity in 01/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 4/13/2018 - Non-Variable Insurance - Non-Investment Related - At Reported Business Location(s) - - Agent - Started 04/05/2018 - 10 Hours Per Month/2 Hours During Securities Trading. 6. 05/2019: INTEGRATED FINANCIAL PARTNERS - INV REL - HYBRID RIA - SERVICES PROVIDED UNDER INTEGRATED PARTNERS DBA 7. 08/29/2019 - Integrated Partners - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:06/04/2019 - 5 hrs/mo - 0 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-08 |
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