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1705 Seventeenth Street Suite 100, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-10-20 |
| VT | RA | APPROVED | 2021-08-23 |
Branch Locations
55 Railroad Row, White River Junction, VT 05001 • United States
1705 Seventeenth Street Suite 100, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc. | Fairfield | IA | 03/2012 | 08/2021 |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 03/2012 | 08/2021 |
| Trg Investment Advisors, Llc | Brattleboro | VT | 08/2021 | Present |
1)HANOVER ROTARY, 2 SOUTH MAIN STREET, HANOVER,NH 03755. BEGAN 01/2014 AS MEMBER. NOT INVESTMENT RELATED. DEVOTES 1 HR/WEEK. 1 HR DURING TRADING. NON-PROFIT ORGANIZATION. 2)HARTFORD AREA CHAMBER OF COMMERCE 5966 QUECHEE, VT 05059-0823. BEGAN 1/2014 AS A BOARD MEMBER. NOT INVESTMENT RELATED. DEVOTES 1 HOUR/WEEK. 1 HOUR DURING TRADING. NON-PROFIT. 3)The Richards Group - Independent insurance agent for various independent insurance companies
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-30 |
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