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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-07 |
| TX | RA | APPROVED | 2026-01-07 |
Branch Locations
555 California Street Pwm, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Securities Company | San Francisco | CA | 11/2010 | 09/2023 |
| J.P. Morgan Securities Llc | San Francisco | CA | 09/2023 | 12/2024 |
| Stifel | San Francisco | CA | 08/2025 | 11/2025 |
| Unemployed | Moraga | CA | 12/2024 | 06/2025 |
| Northwestern Mutual | San Francisco | CA | 06/2025 | 08/2025 |
| Morgan Stanley | San Francisco | CA | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-12 |
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