Diana Gonzalez

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 07/2019
  Citi International Financial
  Guaynabo, PR
• 07/2019 → 02/2022
  Insigneo Securities, Llc
  Miami, FL
• 03/2022 → 03/2023
  Sa Stone Wealth Management
  Miami, FL
• 04/2023 → 06/2023
  Lpl Financial Llc
  Miami, FL
• 06/2023 → 03/2025
  Citigroup
  Miami, FL
• 03/2025 → Present
  Morgan Stanley
  Miami, FL

Previous Registrations

• 2023-08-08 → 2025-04-04
  Citigroup Global Markets Inc.
  San Antonio, TX
  Fresno, CA
  Miami, FL
  Miami, FL
  Miami, FL
  Miami, FL

Exams

• S66 Uniform Combined State Law Examination
  2023-08-07

Other Names

• Diana I. Gonzalez
• Diana I Gonzalez
• Diana Ivette Gonzalez
• Diana Gonzalez
• Diana Ivette Gonzalez Ballester
• Diana I. Gonzalez Ballester
• Diana Gonzalez Ballester