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Heath Van Henig

Morgan Stanley

Birmingham, AL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-08-06
TX RA APPROVED 2021-08-06
  • AL RA
    APPROVED
    Since 2021-08-06
  • TX RA
    APPROVED
    Since 2021-08-06

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Montgomery AL 05/2016 08/2019
Bank Of America, N.A. Montgomery AL 06/2016 08/2021
Morgan Stanley Smith Barney Llc Birmingham AL 08/2021 Present
Morgan Stanley Private Bank, N.A New York NY 08/2021 Present
  • 05/2016 → 08/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Montgomery, AL
  • 06/2016 → 08/2021
    Bank Of America, N.A.
    Montgomery, AL
  • 08/2021 → Present
    Morgan Stanley Smith Barney Llc
    Birmingham, AL
  • 08/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-08
S65 Uniform Investment Adviser Law Examination 1999-10-05
S63 Uniform Securities Agent State Law Examination 1999-09-20
  • S66 Uniform Combined State Law Examination
    2011-04-08
  • S65 Uniform Investment Adviser Law Examination
    1999-10-05
  • S63 Uniform Securities Agent State Law Examination
    1999-09-20
Other Names
  • Heath Van Henig

View on SEC IAPD

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