Vincent J Rocco

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-08-09
PA	RA	APPROVED	2023-04-21

TX RA
APPROVED_RES

Since 2025-08-09
PA RA
APPROVED

Since 2023-04-21

Branch Locations

Scranton, PA • United States

Cross Creeke Pointe Suite 401 1065 Highway 315, Wilkes Barre, PA 18702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
University Of Scranton	Scranton	PA	07/2014	Present
Morgan Stanley	Scranton	PA	01/2021	Present

07/2014 → Present

University Of Scranton

Scranton, PA
01/2021 → Present

Morgan Stanley

Scranton, PA

Other Businesses

*539753 - University of Scranton; Investment related: No; Scranton, Pennsylvania; Education; Employee (proprietor, partner, officer, director, employee, trustee, agent); 09/2014; During business hours: 160; After business hours: 40; Professor

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-04-21
S63	Uniform Securities Agent State Law Examination	2011-01-18

S66 Uniform Combined State Law Examination

2023-04-21
S63 Uniform Securities Agent State Law Examination

2011-01-18

Other Names

Vincent J Rocco
Vincent Joseph Rocco
Vincent Joseph Rocco

View on SEC IAPD