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John Heigl

LPl Financial LLC

Marlton, NJ

CRD 4458421

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2004-05-24
  • NJ RA
    APPROVED
    Since 2004-05-24

Branch Locations

Marlton, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Marlton NJ 01/2004 Present
  • 01/2004 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Marlton, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-17
S63 Uniform Securities Agent State Law Examination 2001-12-06
  • S65 Uniform Investment Adviser Law Examination
    2004-03-17
  • S63 Uniform Securities Agent State Law Examination
    2001-12-06
Other Names
  • John Heigl
  • John Heigl

View on SEC IAPD

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