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Andrew Jay Wallach

Wallach Planning & Investments

Norfolk, VA

CRD 4458374

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Employer firm

Wallach Planning & Investments CRD 128419

$37.9M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Wallach Planning & Investments

Norfolk, VA • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2006-03-22
  • VA RA
    APPROVED
    Since 2006-03-22

Branch Locations

Norfolk, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wallach Planning & Investments Norfolk VA 09/2003 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-14
  • S66 Uniform Combined State Law Examination
    2001-11-14

View on SEC IAPD

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