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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2012-06-18
  • NH RA
    APPROVED
    Since 2012-06-18

Branch Locations

Milford, NH • United States

1000 Elm St 15Th Floor, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephen Graham Manchester NH 05/2012 Present
Northwestern Mutual Investment Services, Llc Manchester NH 06/2012 Present
4Family Manchester NH 12/2010 Present
J Quinn Hogan Manchester NH 07/2018 Present
  • 05/2012 → Present
    Stephen Graham
    Manchester, NH
  • 06/2012 → Present
    Manchester, NH
  • 12/2010 → Present
    4Family
    Manchester, NH
  • 07/2018 → Present
    J Quinn Hogan
    Manchester, NH
Previous Registrations
Other Businesses

100% OWNER, 59 WINTER STREET, 59 WINTER STREET, MANCHESTER, , NEW HAMPSHIRE, 03102, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 4/9/2012, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, COLLECTS RENTS, FINDS TENANTS, PERFORMS MAINTENANCE. DISCLOSED DURING CONTRACT UNDERWRITING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-06
  • S66 Uniform Combined State Law Examination
    2009-08-06
Other Names
  • Jessica A Barry

View on SEC IAPD

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