Huy Dinh Pham

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 07/2017
  Ubs Financial Services
  Irvine, CA
• 07/2017 → 03/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 07/2017 → 03/2024
  Bank Of America, N.A.
  Newport Beach, CA
• 03/2024 → Present
  Lpl Financial Llc
  Newport Beach, CA

Previous Registrations

• 2017-07-19 → 2024-03-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 2014-06-12 → 2017-08-10
  Ubs Financial Services Inc.
  Irvine, CA

Other Businesses

1) 02/02/2024 - Birch St Properties - Real Estate Rental - owner - CA 92701 - Investment related - 1 Hour per month - Start date: 07/29/2012. 2) 02/02/2024 - Newport Premier Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-06-12
• S63 Uniform Securities Agent State Law Examination
  2014-05-21

Other Names

• Huy Dinh Pham
• Huy Dinh Dinh Pham
• Huy Pham