Robert Lindsey Baumann

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → 01/2025
  Lincoln Financial Securities Corporation
  Westlake Village, CA
• 01/2025 → Present
  Osaic Wealth, Inc.
  Culver City, CA

Previous Registrations

• 2004-03-11 → 2025-01-24
  Osaic Fs, Inc.
  Culver City, CA
• 2004-03-25 → 2004-08-16
  Independent Advisers Group Corp
  Los Angeles, CA
• 2002-08-22 → 2004-02-02
  Independent Advisers Group Corp
  Los Angeles, CA
• 2002-07-03 → 2004-01-30
  Osaic Fs, Inc.
  Los Angeles, CA
• 2002-01-31 → 2002-06-13
  Ubs Financial Services Inc.
  Beverly Hills, CA

Other Businesses

1)NAME AND ADDRESS: BAUMANN FINANCIAL 6505 HANNUM AVENUE CULVER CITY, CA 90230 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERING DISABILITY, LTC, TRADITIONAL LIFE INSURANCE AND FIXED/EQUITY INDEX ANNUITIES. START DATE: 4-1-02 HOURS PER MONTH: 30 HOURS PER MONTH DURING TRADING HOURS: 15 2)ROBERT L. BAUMANN 6505 HANNUM AVENUE CULVER CITY, CA 90230 CATEGORY:INSURANCE INVESTMENT-RELATED:YES TITLE: AGENT DUTIES: OFFERING EQUITY INDEXED ANNUITIES START DATE:5/29/2012 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS:6 3)Robert Baumann, 78630 Bradford Cir, La Quinta CA 92253 Category: Real Estate Rental Investment Related: Yes Title: Owner Duties: market and manage vacation rental property for monthly tenants Start Date: 10/2015 Hours per Month: 2 Hours per Month during trading hours: 0

Exams

• S66 Uniform Combined State Law Examination
  2001-12-14

Designations

• Certified Financial Planner