John Joseph Mcnulty

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1992 → Present
  Mcnulty & Associates
  Evanston, IL
• 01/2002 → 09/2025
  Avantax Investment Services, Inc.
  Evanston, IL
• 07/2002 → 09/2025
  Avantax Advisory Services
  Evanston, IL
• 07/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Evanston, IL
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Evanston, IL

Previous Registrations

• 2002-07-17 → 2025-09-05
  Avantax Advisory Services
  Saint Petersburg, FL
  Evanston, IL
  Evanston, IL
  Evanston, IL

Other Businesses

1) MCNULTY & ASSOCIATES POSITION: President NATURE: Accounting, tax services, and business consulting INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/01/1992 ADDRESS: 351 11th Avenue NE, St Petersburg FL 33701, United States DESCRIPTION: Founder of this professional services firm which provides tax, accounting and consulting services to individuals, small businesses and nonprofit organizations. Develop and market the firm, manage client relationships, perform professional services for clients, train and supervise staff, and handle practice management functions. 2) EVANSTON FOURTH OF JULY ASSOCIATION POSITION: Board Member NATURE: Establish and carry out the goals that guide the Association's efforts and tradition of its mission by formulating and prioritizing goals, developing policies and overseeing the annual Independence Day Celebration. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2024 ADDRESS: 1210 Chicago Ave, Ste 309A, Evanston IL 60202, United States DESCRIPTION: recruit volunteers, mentor new board members, serve on a committee, attend monthly meetings, support development of resources, serve as a bridge to community 3) BLUE CROSS BLUE SHIELD POSITION: Insurance Sales Agent NATURE: Independent Insurance Agent INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2005 ADDRESS: 1210 Chicago Ave, Ste 309A, Evanston IL 60202, United States DESCRIPTION: Insurance sales and service)

Exams

• S66 Uniform Combined State Law Examination
  2001-11-06

Designations

• Certified Financial Planner