Jane J Choi

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2001 → 11/2022
  New York Life
  Louisville, KY
• 03/2014 → 11/2022
  Eagle Strategies Llc
  Oxnard, CA
• 11/2022 → 12/2023
  Mass Mutual Life Insurance Company
  Irvine, CA
• 01/2023 → 12/2023
  Mml Investors Services Llc
  Irvine, CA
• 12/2023 → Present
  Principal Life Insurance Company
  Irvine, CA
• 01/2024 → Present
  Principal Securities, Inc.
  Irvine, CA

Previous Registrations

• 2023-01-11 → 2023-12-15
  Mml Investors Services, Llc
  Warren, NJ
  Irvine, CA
• 2014-03-17 → 2022-12-22
  Eagle Strategies Llc
  Oxnard, CA
  Irvine, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-03-08
• S63 Uniform Securities Agent State Law Examination
  2002-09-23

Other Names

• Jane Ju-Young Lee
• Jane Ju Young Choi