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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2010-01-22 |
Branch Locations
2300 N Street Suite 4, Sacramento, CA 95816 • United States
225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Sacramento, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Securities | Pasadena | CA | 01/2010 | Present |
(1). BILLER ASSET MANAGEMENT; INVESTMENT RELATED; SACRAMENTO, CA; LLC; OWNER; DBA FOR WEDBUSH SECURITIES BUSINESS; START 01/2023; APPROX: 50 HOURS MONTHLY, 50-70 HOURS PER MONTH DURING BUSINESS HOURS; DUTIES: DBA FOR WEDBUSH SECURITIES BUSINESS. --- (2) PITNEY RIDGE 578 LLC, INVESTMENT RELATED; SACRAMENTO, CA; LLC FOR PURCHASED LAND; PARTNER; START 11/2024; APPROX: NO HOURS DEVOTED; DUTIES: LAND PURCHASED FOR CAMPING AND HUNTING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-19 |
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