Kimberly Jo Galbraith

Employer firm

Tlg Advisors, Inc. CRD 111052

$2.30B regulatory AUM 38 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2001 → 05/2018
  Primerica Financial Services
  Enid, OK
• 09/2001 → 05/2018
  Pfs Investments Inc
  Enid, OK
• 01/2012 → 01/2017
  Key Health Institute Of Edmond
  Edmond, OK
• 05/2018 → 04/2022
  Raymond James Financial Services, Inc
  Edmond, OK
• 06/2018 → 04/2022
  Raymond James Financial Services Advisors Inc.
  Edmond, OK
• 01/2012 → 06/2019
  Key Fit Club
  Edmond, OK
• 04/2022 → 03/2026
  Epic Wealth Management, Llc
  Oklahoma City, OK
• 03/2026 → Present
  Tlg Advisors, Inc.
  Summit, NJ

Previous Registrations

• 2022-04-14 → 2026-03-18
  Epic Wealth Management, Llc
  Oklahoma City, OK
• 2018-06-01 → 2022-04-12
  Raymond James Financial Services Advisors, Inc
  Edmond, OK
• 2018-04-24 → 2018-06-01
  Pfs Investments Inc.
  Enid, OK
  Enid, OK

Other Businesses

1.) INDEPENDENT INSURANCE AGENT - 9/1/2001 - 100 NE 5th St, 1st Floor, Oklahoma City, Oklahoma 73104 - Insurance Agent, Meet with client to determine their insurance needs, run life insurance quotes, meet with clients to discuss quotes and place policies in place if beneficial to client, Not Invt Rel, Life Insurance Sales, 5 hrs/mo; 0 hrs/mo (during trading hours). 2.) K&M LOUISIANA PROPERTIES, LLC - 11/1/2001 - 100 NE 5th Street, 1st Floor, Oklahoma City, Oklahoma 73104 - Owner, Lease Commercial warehouse space to Oil & Gas companies for LCM storage; Also buy and lease residential estate, Not Invt Rel, Commercial Warehouse Lease, 10 hrs/mo; 0 hrs/mo (during trading hours). 3.) K&M WEALTH MANAGEMENT, LLC - 4/10/2022, 100 NE 5th Street, 1st Floor, Oklahoma City, Oklahoma 73104 - Owner, Invest in oil and gas, real estate and other non-publicly traded private investments, Not Invt Rel, Oil & Gas / Real Estate, 60 hrs/mo; 10 hrs/mo (during trading hours). 4.) LAZY BEE FARM, LLC - 7/1/2023 - 2077 Nickel Road, Lota, LA 70543 - Owner, Agriculture farm - bee products, Not Invt Rel, Apiculture Farm, 40 hrs/mo; 0 hrs/mo (during trading hours). 5.) TRES NABAGENENT - 11/1/2023 - 100 NE 5th Street, 1st Floor, Oklahoma City, Oklahoma 73104 - Business Services Consultant, Consult with Tres projects group when they are presented with a large project that needs cost forecasting and capital spend projections to determine if they want to bid on the project and/or the cost to bid the project at, Not Invt Rel, Oil and Gas Project Consulting, 40 hrs/mo; 0 hrs/mo (during trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-03-31
• S63 Uniform Securities Agent State Law Examination
  2001-11-17

Other Names

• Kimberly Jo Helm