David Joseph Ray

Eagle Strategies LLC

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Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-10-03

FL RA
APPROVED

Since 2022-10-03

Branch Locations

1300 Concord Terrace 5Th Fllor, Sunrise, FL 33323 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Southern Vintage Spirits	Albuquerque	NM	02/2000	Present
New York Life Insurance Co	Albuquerque	NM	09/2001	Present
Eagle Strategies Llc	Denver	CO	10/2021	Present

02/2000 → Present

Southern Vintage Spirits

Albuquerque, NM
09/2001 → Present

New York Life Insurance Co

Albuquerque, NM
10/2021 → Present

Eagle Strategies Llc

Denver, CO

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-10-26

S63 Uniform Securities Agent State Law Examination

2001-10-26

Designations

View on SEC IAPD

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