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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-03-25
  • MI RA
    APPROVED
    Since 2017-03-25

Branch Locations

211 W Congress Suite 330, Detroit, MI 48226 • United States

Sterling Heights, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc Troy MI 09/2001 03/2017
Massachusetts Mutual Life Insurance Company Detroit MI 07/2016 Present
Mml Investors Services Detroit MI 03/2017 Present
  • 09/2001 → 03/2017
    Metlife Securities, Inc
    Troy, MI
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Detroit, MI
  • 03/2017 → Present
    Mml Investors Services
    Detroit, MI
Previous Registrations
  • 2010-09-22 → 2017-03-25
    Msi Financial Services, Inc.
    Southfield, MI
    Detroit, MI
    Troy, MI
Other Businesses

OWNER OF A COMMERCIAL BUILDING A HAVE RENTAL INCOME, BEGAN 09/1996, 10HRS WKDY, 0HRS/WKEND FROM RESIDENTIAL ADDRESS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-09
S63 Uniform Securities Agent State Law Examination 2001-10-12
  • S65 Uniform Investment Adviser Law Examination
    2010-08-09
  • S63 Uniform Securities Agent State Law Examination
    2001-10-12
Other Names
  • Nick Delicata

View on SEC IAPD

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