Thomas Charles Schwab

Current Employers

Employment History

• 11/2004 → 03/2020
  Raymond James Financial Serices
  Dayton, OH
• 01/2009 → 03/2020
  Raymond James Financial Services Advisors, Inc
  Dayton, OH
• 01/2013 → 03/2020
  Riegel Financial Investment Services
  Dayton, OH
• 04/2020 → 08/2026
  Mid Atlantic Capital Corporation
  Centerville, OH
• 04/2020 → 11/2021
  Mid Atlantic Financial Management
  Centerville, OH
• 11/2021 → 08/2026
  Newedge Advisors Llc
  New Orleans, LA
• 08/2026 → Present
  Kestra Investment Services, Llc
  Centerville, OH
• 08/2026 → Present
  Kestra Advisory Services, Llc
  Cenerville, OH

Previous Registrations

• 2021-11-01 → 2026-08-04
  Newedge Advisors
  New Orleans, LA
  Centerville, OH
• 2020-04-07 → 2021-11-01
  Mid Atlantic Financial Management, Inc.
  Pittsburgh, PA
  Centerville, OH
• 2009-01-02 → 2020-03-30
  Raymond James Financial Services Advisors, Inc
  Dayton, OH
• 2005-02-28 → 2009-01-02
  Raymond James Financial Services, Inc.
  Dayton, OH
  Dayton, OH

Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: RESOLUTE WEALTH MANAGEMENT POSITION: Financial Consultant NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/01/2020 ADDRESS: 860 E Franklin Street Suite A, Centerville OH 45459, United States DESCRIPTION: Management of client accounts for investment related activity.

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-01-10