Joseph Michael Bozo

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2023 → 09/2023
  Third Coast Advisors
  Madison, WI
• 12/2022 → 01/2023
  Unemployed
  Madison, WI
• 05/2022 → 12/2022
  Pradigm
  Middleton, WI
• 08/2021 → 03/2022
  Webber Scientific
  Hamilton Township, NJ
• 03/2022 → 05/2022
  Unemployed
  Madison, WI
• 01/2008 → 08/2021
  Unemployed
  Portland, OR
• 01/2023 → 01/2024
  Guardian Life Insurance
  Madison, WI
• 01/2023 → 01/2024
  Park Avenue Securities
  Madison, WI
• 01/2024 → 03/2026
  Mml Investors Services, Llc
  Madison, WI
• 01/2024 → 03/2026
  Massmutual Life Insurance Company
  Madison, WI
• 04/2026 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2026 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2024-02-01 → 2026-03-17
  Mml Investors Services, Llc
  Madison, WI
• 2023-11-16 → 2024-01-18
  Park Avenue Securities Llc
  Madison, WI

Other Businesses

1) CIRA, 1776 Pleasant Plain Road, Fairfield, IA 52556, 04/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO, 120 HR/MO TRADING 2) BRIGHT FORECAST FINANCIAL LLC, 6401 PUTNAM ROAD, MADISON WI 53711, United States, 04/2026, Agent, Insurance/Benefits/Human Resources, NIR, 10 HR/MO - 10 HR/MO TRADING 3) BRIGHT FORECAST FINANCIAL LLC, 6401 PUTNAM ROAD, MADISON WI 53711, United States, 04/2026, Owner, Owner/Partner of a Business Entity, NIR, 120 HR/MO - 120 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2023-11-07
• S63 Uniform Securities Agent State Law Examination
  2001-10-12